...settle for
canned compliance
when you can have a
Compliance Partner
on your Team?®

General Services

Securities Consulting Services

• Compliance and Regulatory Review
• Sales Practice Review
• Product and Suitability Review
• Review of Communications with Public
• Review of Advertising and Sales Literature
• Review of E-mail Policy and Third Party Storage Vendors
• Customized Business Continuity Plans
• Reminder Service for Regulatory Policy and Rule Changes

Business Consulting Services

• Strategic Business Plan Design and Implementation
• Compliance Department Design and Organization
• Staffing Assessment and Job Description Development

BD Compliance Partners, Inc. is your trusted broker / dealer compliance consultant.

Telephone: (360) 833-1484   Fax: (360) 833-1485

Copyright © 2009 B/D Compliance Partners, Inc. All rights reserved.