...settle for
canned compliance
when you can have a
Compliance Partner
on your Team?®

FINRA Online and Financial Filing Services

• Record Keeping and Filing Systems
• Net Capital Computations
• Affiliate Expense Sharing Agreements
• FINRA Entitlement Program Enrollment
• Form BD, BR, U-4, and U-5 Filings
• Web-Based CRD and FOCUS Report Filings
• Web-Based Contact Questionnaire Completion and Quarterly Updates
• FINRA Online Advertising Filing
• FINRA Online Complaint Filing
• FINRA Online 17a-11 Financial Notifications
• MSRB Reporting Services

BD Compliance Partners, Inc. is your trusted broker / dealer compliance consultant.

Telephone: (360) 833-1484   Fax: (360) 833-1485

Copyright © 2009 B/D Compliance Partners, Inc. All rights reserved.